We are excited to be recruiting for our client’s growing team!
If you have strong knowledge of ISAs, investments, pensions, and consumer duty, this could be the next role for you. This role is essential in ensuring the company adheres to strict internal policies and external regulatory requirements.
Daily duties to include:
- Supporting the business and clients in understanding regulatory policies and procedures
- Advising on regulatory enhancements and controls
- Working closely with the Risk Business Partner, Compliance Lead, and wider Compliance Team
- Supporting on regulatory training, guidance, projects, and initiatives
- Assisting with the development, implementation, and maintenance of compliance policies
- Monitoring regulatory developments and ensuring timely updates to internal controls
- Supporting with conducting reviews to identify potential compliance issues
- Preparing and submitting compliance reports to senior management
- Maintaining records of compliance activities and decisions
- Investigating and supporting the resolution of compliance breaches or concerns
Required skills and experience:
- Previous experience within a similar financial services advisory role is required
- Experience in senior stakeholder management
- Strong written and verbal communication skills
Apply today to join our client during an exciting period of growth!